New Book: ‘Water, Energy, and Environment – A Primer’

After a long hiatus from blogging while I worked on a new book, I am pleased to announce that the book ‘Water, Energy, and Environment – A Primer’ will be published by International Water Association Publishing (IWAP) on February 18th (2019). It will be available in both printed and digital form, and the digital version will be downloadable for free as an Open Access (OA) document.

To access the free digital version go to IWAP’s OA website on Twitter: https://twitter.com/IWAP_OA.

Attached below is front material from the book, its preface and table of contents. Designed to serve as a basic and easily read introduction to the linked topics of water, energy, and environment, it is just under 200 pages in length, a convenient size to throw into a folder, a briefcase, or a backpack. Its availability as an OA document means that people all over the world with access to the internet will have access to the book and its 10 chapters.

With the completion of the book I plan to return to a regular schedule of blogging.
…………………………..
Contents
Preface ………………………………….. xi
Acknowledgement ……………………….. xv
Acronyms ……………………………… xvii
Epigraph ……………………………….. xxi
Chapter 1
Water and its global context …………………. 1
1.1 Earth’s Water Resources . . . . . . . . . . . . . . . . . . . . . . . . . . 1
1.2 Saline Water and Desalination Processes . . . . . . . . . . . 2
1.3 Energy Requirements and Costs of Desalination . . . . . 5
1.4 Demand for Freshwater . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
1.5 Implications of Limited Access to Freshwater . . . . . . . . . 9
1.6 Actions to Increase Access to Freshwater . . . . . . . . . . 10
1.7 Gender Equity Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Chapter 2
Energy and its global context ……………….. 13
2.1 Energy’s Role in Society . . . . . . . . . . . . . . . . . . . . . . . . . 13
2.2 Energy Realities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
2.3 What is Energy? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.4 Energy Trends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
2.4.1 Important questions . . . . . . . . . . . . . . . . . . . . . . . 18
2.4.2 How is energy used? . . . . . . . . . . . . . . . . . . . . . . 18
2.4.3 Electrification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Chapter 3
Exploring the linkage between water
and energy ……………………………….. 23
3.1 Indirect Linkages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
3.2 The Policy Linkage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3.3 The Conundrum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
3.4 Addressing the Conundrum . . . . . . . . . . . . . . . . . . . . . . . 26
3.5 The Need for Partnership . . . . . . . . . . . . . . . . . . . . . . . . . 27
Chapter 4
Energy production and its consequences for
water and the environment …………………. 29
4.1 Impacts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
4.2 More on Climate Change . . . . . . . . . . . . . . . . . . . . . . . . . 32
4.3 Environment and Religion . . . . . . . . . . . . . . . . . . . . . . . . 33
4.3.1 The theocentric worldview . . . . . . . . . . . . . . . . . 33
4.3.2 The anthropocentric worldview . . . . . . . . . . . . . 34
4.3.3 Other worldviews . . . . . . . . . . . . . . . . . . . . . . . . . 34
Chapter 5
Energy options ……………………………. 37
5.1 Fossil Fuels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
5.2 Nuclear Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
5.3 Geothermal Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
5.4 The Sun . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
5.5 Energy Efficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
5.5.1 Energy demand . . . . . . . . . . . . . . . . . . . . . . . . . . 40
vi Water, Energy, and Environment – A Primer
5.5.2 Implementation . . . . . . . . . . . . . . . . . . . . . . . . . . . 41
5.5.3 Saving energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
5.5.4 Accelerating implementation . . . . . . . . . . . . . . . 43
5.5.5 Energy Star . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
5.5.6 The lighting revolution . . . . . . . . . . . . . . . . . . . . . 45
5.5.7 Energy efficiency in buildings . . . . . . . . . . . . . . . 48
5.5.7.1 Zero energy buildings . . . . . . . . . . . . . 48
5.5.7.2 Electrochromic windows . . . . . . . . . . . 52
5.6 Energy Efficiency in Industry . . . . . . . . . . . . . . . . . . . . . . 54
5.7 Energy Efficiency in Transportation . . . . . . . . . . . . . . . . 56
Chapter 6
Fossil fuels ………………………………. 61
6.1 Coal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62
6.1.1 Carbon capture and sequestration . . . . . . . . . . 63
6.1.2 A conundrum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
6.2 Petroleum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
6.2.1 Oil spills . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
6.2.2 Peak oil . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72
6.3 Natural Gas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76
6.3.1 Methane hydrates . . . . . . . . . . . . . . . . . . . . . . . . . 77
6.3.2 Fracking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
Chapter 7
Nuclear power ……………………………. 85
7.1 Nuclear Fission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
7.1.1 Fission fundamentals . . . . . . . . . . . . . . . . . . . . . . 85
7.1.2 Introduction to nuclear issues . . . . . . . . . . . . . . . 87
7.1.3 Issues . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
7.2 Nuclear Fusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
7.2.1 Fusion fundamentals . . . . . . . . . . . . . . . . . . . . . . 91
7.2.2 Numbers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
7.2.3 Barriers to Fusion . . . . . . . . . . . . . . . . . . . . . . . . . 94
7.2.4 Pros and cons . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
7.2.5 Thoughts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
Chapter 8
Renewable energy ………………………… 97
8.1 The Sun’s Energy Source and Radiation
Spectrum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
8.2 Direct Solar Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
8.2.1 Photovoltaics . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
8.2.2 Concentrating solar power (CSP) . . . . . . . . . . 108
8.2.2.1 Power tower . . . . . . . . . . . . . . . . . . . . 109
8.2.2.2 Linear concentrator . . . . . . . . . . . . . . 110
8.2.2.3 Dish engine . . . . . . . . . . . . . . . . . . . . . 111
8.2.2.4 CSTP history . . . . . . . . . . . . . . . . . . . 112
8.2.2.5 Advantages and disadvantages . . . 112
8.2.2.6 Thermal storage . . . . . . . . . . . . . . . . . 113
8.2.2.7 Current status . . . . . . . . . . . . . . . . . . . 114
8.2.2.8 Concentrating photovoltaics (CPV) . 115
8.3 Solar Power Satellite (SPS) System . . . . . . . . . . . . . . 116
8.4 Hydropower and Wind Energy . . . . . . . . . . . . . . . . . . . 119
8.4.1 Hydropower . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
8.4.2 Wind energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121
8.4.2.1 Onshore wind . . . . . . . . . . . . . . . . . . . 121
8.4.2.2 History . . . . . . . . . . . . . . . . . . . . . . . . . 124
8.4.2.3 An onshore limitation . . . . . . . . . . . . . 124
8.4.2.4 Offshore wind . . . . . . . . . . . . . . . . . . . 125
8.5 Biomass Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
8.5.1 Sources of biomass . . . . . . . . . . . . . . . . . . . . . . 129
8.5.2 Wood . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
8.5.3 Biofuels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
8.5.4 Algae . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131
8.5.5 Biochar . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132
8.5.6 The future . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132
8.6 Geothermal Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134
8.6.1 Sources of geothermal energy . . . . . . . . . . . . . 134
8.6.2 Manifestations of geothermal energy . . . . . . . 135
8.6.3 Uses of geothermal energy . . . . . . . . . . . . . . . . 135
8.6.3.1 Geothermal power generation . . . . . 136
8.6.3.2 Ground-source heat pumps . . . . . . . 138
8.6.4 An unusual source of geothermal energy . . . . 140
Ocean Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142
8.7.1 Wave energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142
8.7.1.1 Wave energy conversion
devices . . . . . . . . . . . . . . . . . . . . . . . . 142
8.7.1.2 Potential and pros and cons . . . . . . . 143
8.7.2 Ocean current energy . . . . . . . . . . . . . . . . . . . . 144
8.7.3 Tidal energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
8.7.3.1 Barrage . . . . . . . . . . . . . . . . . . . . . . . . 146
8.7.3.2 History . . . . . . . . . . . . . . . . . . . . . . . . . 147
8.7.3.3 Environmental impacts . . . . . . . . . . . 147
8.7.4 Ocean thermal energy conversion (OTEC) . . 147
8.7.4.1 Barriers . . . . . . . . . . . . . . . . . . . . . . . . 148
8.7.4.2 OTEC technologies . . . . . . . . . . . . . . 148
8.7.4.3 Other cold water applications . . . . . . 149
8.7.4.4 OTEC R&D . . . . . . . . . . . . . . . . . . . . . 149
Chapter 9
Energy storage …………………………… 151
9.1 Storage and Grids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151
9.2 Types of Storage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152
9.2.1 Traditional and advanced batteries . . . . . . . . . 153
9.2.1.1 Lead–acid . . . . . . . . . . . . . . . . . . . . . . 153
9.2.1.2 Sodium sulfur . . . . . . . . . . . . . . . . . . . 153
9.2.1.3 Nickel–cadmium . . . . . . . . . . . . . . . . . 154
9.2.1.4 Lithium-ion . . . . . . . . . . . . . . . . . . . . . 154
9.2.1.5 Supercapacitors . . . . . . . . . . . . . . . . . 155
9.2.2 Flow batteries . . . . . . . . . . . . . . . . . . . . . . . . . . . 156
9.2.3 Flywheels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
9.2.4 Superconducting magnetic energy
storage (SMES) . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.2.5 Compressed air energy storage (CAES) . . . . 159
9.2.6 Pumped storage . . . . . . . . . . . . . . . . . . . . . . . . . 160
9.2.7 Thermal storage . . . . . . . . . . . . . . . . . . . . . . . . . 161
9.3 Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161
9.4 Costs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162
9.5 Fundamental Change . . . . . . . . . . . . . . . . . . . . . . . . . . . 163
Chapter 10
Policy considerations …………………….. 165
10.1 Important Questions . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
10.1.1 Is there a physical basis for understanding
global warming and climate change? . . . . . . 166
10.1.2 Is there documented evidence for global
warming and climate change? . . . . . . . . . . . . 168
10.1.3 Can global warming and climate change be
attributed to human activities, and what are
those activities? . . . . . . . . . . . . . . . . . . . . . . . . 170
10.1.4 What are the potential short- and long-term
impacts of global warming and climate
change with respect to water supply,
environment, and health? What is the
anticipated time scale for these
impacts? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172
10.1.5 What can be done to mitigate the onset
and potential impacts of global warming
and climate change? . . . . . . . . . . . . . . . . . . . . 179
References ……………………………… 183
Index …………………………………… 189

……………………

Preface
This book springs from my strong conviction that clean water and clean energy are the critical elements of long-term global sustainable development. I also believe that we are experiencing the beginning of an energy revolution in these early years of the 21st century. Providing clean water requires energy, and providing clean energy is essential to reducing the environmental impacts of energy production and use. Thus, I see a nexus – a connection, a causal link – among water, energy, and environment. In recent years we have adopted the terminology of the water-energy nexus for the intimate relationship between water and energy, and similarly we can apply the term nexus to the close connections among water, energy, and environment. Thisuse of the term nexus can be, and has been, extended to include the related issues of food production and health. Dealing with, and writing about, a two-element nexus is difficult enough. In this book, I will limit my analysis and discussion to the three-element water -energy-environment nexus and leave the discussion of other possible nexus elements to those more qualified to comment.

This book also springs from my observation that while there are many existing books of a more-or-less technical nature on the three elements of this nexus, a book addressing each of them and their interdependencies in a college-level primer for a broad global and multidisciplinary audience would be valuable. Consideration of these and related issues, and options for addressing them, will be priorities for all levels of government. They will also be priorities for many levels of the
private sector in the decades ahead, both in developing and developed nations. A handbook-style primer that provides an easily read and informative introduction to, and overview of, these issues will contribute broadly to public education. It will assist governments and firms in carrying out their responsibilities to provide needed services and goods in a sustainable manner, and help to encourage young people to enter these fields. It will serve as an excellent mechanism for exposure of experts in other fields to the issues associated with the water-energy-environment nexus. Further, in addition to the audiences mentioned above, target audiences include economists and others in the finance communities who will analyze and provide the needed investment funds, and those in the development community responsible for planning and delivering services to underserved populations.
The book is organized as follows: the first chapter will be devoted to the concept of nexus and how the three elements, water, energy, and environment, are inextricably linked. This recognition leads to the conclusion that if society is to optimize their contributions to human and planetary welfare they must be addressed jointly. No longer must policy for each of these elements be considered in its own silo. Chapters 2 and 3 will be devoted to spelling out global contexts for water and energy issues, respectively. Chapter 4, on related environmental issues, will address the issues of water contamination, oil spills, fracking, radioactive waste storage, and global warming/
climate change. Chapter 5 will be a discussion of energy efficiency – i.e., the wise use of energy – and its role in limiting energy demand and its associated benefits. Chapter 6 will focus on the basics of fossil fuels – coal, oil, natural gas – which today dominate global energy demand. Chapter 7 will discuss nuclear-fission-powered electricity production, which today accounts for 10% of global electricity. It will also discuss the prospects for controlled nuclear fusion. Chapter 8 will discuss the broad range of renewable energy technologies – wind, solar,hydropower, biomass, geothermal, ocean energy – which are the basis of the now rapidly emerging energy revolution. Chapter 9 will discuss the closely related issue of energy storage. Finally, Chapter 10 will address
policy issues associated with water, energy, and environment, discuss policy history and options, and provide recommendations.

More History – Circa 1997

This is the second of the two articles from the 1990s mentioned in the previous blog post. It was published in the November-December 1997 issue of Asia Pacific Economic Review.

……………………….

Why We Must Move Toward Renewable Energy
by Allan R. Hoffman

Rapid economic growth in the Asia-Pacific region has been and will continue to be mirrored by a rapid increase in energy demand. Between 1970 and 1995 primary energy demand in the region increased from 19 to 70 Quads (quadrillion BTUs). This figure is expected to increase to 135 Quads in 2010 and to 159 Quads in 2015 (Source: Energy Information Administration International Energy Outlook, 1997). The World Bank has estimated that developing countries alone will require 5 million megawatts of new electrical capacity over the next four decades to meet the needs of their expanding economies. The world’s current total installed capacity is just under 3 million megawatts. Thus, even if the World Bank’s estimate is too optimistic, installed world generation capacity will essentially have to double during the next 40 years. This much new capacity will require trillions of dollars of new investment.

What does this mean for renewable electric technologies – I.e., electricity generated from solar, biomass, wind, geothermal and hydropower resources? Fossil fuels are likely to remain the dominant energy source through the middle of the next century, while renewables can anticipate capturing only a fraction of that market. Every one percent of the emerging market in developing countries represents $50-100 billion of investment. If renewables can capture several percent of that market, the potential exists for several hundred billion dollars of renewable technology sales worldwide over the next four decades. Why are renewables important? They are the most environmentally responsible technologies available for power generation. Most renewable technologies have proven effective and reliable. Efforts are underway to further improve their technological performance, which may be the easiest problem to solve.

Providing Access to Renewables for Developing Countries
The more difficult problems are how to get renewable technologies into people’s hands, how to pay for them, and how to set up the non-technological infrastructure needed for widespread deployment of renewables. In many applications, 
renewables are the least cost energy option. 
Thinking on energy costs is distorted in the 
United States because of relatively low 
energy prices. Outside the US the story is 
very different. Average electricity prices in 
Germany and Japan approach or exceed 
20 cents per kilowatt-hour. Even in remote 
parts of the US, such as Alaska, electricity prices range from 40 to 60 cents per kilowatt-hour. In many parts of the world, including remote areas of the Asia-Pacific 
region, it is hard to put a price on electricity because there is no access to it. The current world population is 5.8 billion people. 
It is estimated that more than 2 billion of 
those people have no access to electricity. 
In China alone that number is 120 million. 
At least another half billion people around the world have such limited or unreliable 
access to electricity, that for all intents and 
purposes they have no electricity. If we are 
to make a difference in these people’s lives, 
we have to make available to them free-standing power sources suitable for off- 
grid applications – i.e., renewable electric 
technologies. When people have no access 
to electricity, even a 35 watt photovoltaic 
panel or a small wind machine can make a 
very large difference in their lives. Where 
the alternative is to extend expensive electrical transmission and distribution systems, use of these technologies can be cost 
effective.

What is the status of renewable 
technologies today? Costs for photovoltaics, the use of semiconductor materials to 
convert sunlight directly into electricity, 
have come down from approximately $1 per kWh in 1980 to 20-30 cents per kWh 
today. With increasing scales of manufacturing and increasing emphasis on thin-film devices, electricity costs from photovoltaics are expected to fall below 10 cents 
per kilowatt-hour early in the next decade. 
Current annual world production has just 
exceeded 100 megawatts, and is growing 
at more than 20 percent per year. This corresponds to a doubling time of less than 4 
years. Current US. production capacity (40 
megawatts per year) is fully subscribed, 
and half a dozen new or expanded manufacturing plants are scheduled for operation within the next 18 months. Roughly 
70 percent of US. production is currently 
exported.

The “3- Flavors” of Solar Thermal 

Another form of solar energy, solar thermal technology, concentrates sunlight to 
create heat that can then be used to generate stearn and/or electricity. This technology comes in 3 “flavors”: troughs that con
centrate sunlight along the axis of parabolic 
collectors; power towers that surround a 
central receiver with a field of concentrating mirrors called heliostats; and dish-engine systems that use radar-type dishes to 
focus sunlight on heat-driven engines such 
as the Sterling engine. Electricity costs from 
the parabolic trough units are in the 10 to 
12 cents per kilowatt-hour range, but can 
be reduced. Costs of electricity from the 
other two solar thermal technologies are 
expected to be even lower than those of the 
parabolic trough systems, and could reach 
4 to 6 cents per kilowatt-hour when manufactured in commercial quantities.

The world has large resources of organic 
material, called biomass, which occurs in a 
variety of forms (wood, grasses, crops and 
crop residues). Biomass can be converted 
into energy in a number of ways. As wood-burning fuel, it has been used extensively 
in developing parts of the world, often resulting in widespread deforestation, soil 
loss, declining farm productivity, and increasing likelihood of seasonal flooding. In 
future, the most effective way to use biomass is likely to be gasification, where the 
resulting gas can either be used as fuel for 
high efficiency combustion turbines, or as 
synthesis material for producing liquid fuels. The US Department of Energy (DOE) 
has a series of projects underway to determine how to most effectively use biomass 
for energy production. DOE is experimenting with biomass-coal co-firing in New 
York state, biogasification with bagasse 
(the residue from sugar cane) in Hawaii, 
with wood in Vermont, with switchgrass 
in Iowa, and with alfalfa in Minnesota. Biomass-based electricity has the advantage 
of being a baseload technology (i.e., it can 
be operated 24 hours a day) and is carbon 
dioxide neutral – i.e., the carbon dioxide 
released during its use is recaptured by the 
biomass during its growth. The revenue 
derived from the sale of biomass resources 
can be an important component in rural 
economic development. Costs for biomass-generated electricity are expected to be 
competitive as long as biomass resource 
costs remain reasonable.

Europe “Blows with the Wind”
Many locations offer wind resources. Wind 
is the fastest growing energy technology 
in the world today. Most ofthe 17,000 wind 
turbines in the United States are located in 
California, but a dozen U.S. states (from the 
Dakotas south to Texas) have greater wind 
potential. Today’s highly reliable machines 
(typically available 95-98% of the time) provide electricity at 5 cents per kilowatt-hour 
at moderate wind sites. The next generation of turbines, currently under development, should provide electricity at half that 
cost. Use of wind energy is expanding rapidly in many parts of the world, with 
Europe’s installed capacity now exceeding 
that of the United States (4,000 megawatts 
compared to 1,700 megawatts). India ranks 
third with 800 megawatts of wind generated capacity. Large wind generation 
projects are also being planned for China and other parts of the developing world. 
Geothermal resources – i.e. hot water or 
steam derived from reservoirs below the 
surface of the earth – were first used to generate electricity in Italy in 1904. Today, more 
than 6,000 megawatts of geothermal power 
are installed world wide, with about half of 
that in the United States. Rapid expansion 
of geothermal power is taking place in several places around the world, most notably in Indonesia, the Philippines, Mexico 
and Central America. Geothermal power 
is a baseload technology. It can be a low 
cost option if the hot water or steam re
source is at a high temperature. One California geothermal project produces electricity at 3.5 cents per kilowatt-hour.

Limit to Fossil Fuels?
Given the world energy situation, one can
not project today’s energy system into the 
long-term future. Fossil fuels will continue 
to be the primary fuel source for years to 
come. As history has shown, the transition to a different energy system is likely 
to take 50 to 100 years. The world cannot 
continue to be dependent on fossil fuels. 
Transportation issues are a good example 
of this misplaced reliance. If a reasonable 
fraction of the large and growing populations of China and India start driving cars 
as people in the developed world do, demand and prices for petroleum resources 
will grow rapidly, causing serious international supply problems and political ten
sion; unacceptable environmental consequences will affect us all. There is a limit 
to the Earth’s fossil fuel reserves. Whether 
it takes 50 years, 100 years or longer, these 
reserves will run out. The head of Shell 
UK, Ltd., a highly respected oil industry 
planning organization, has said: “There is 
clearly a limit to fossil fuels. Fossil fuel resources and supplies are likely to peak at 
around 2030, before declining slowly. Far 
more important will be the contribution of 
alternative renewable energy supply.” For 
many reasons, financial and otherwise, 
nuclear power is not likely to meet the energy needs of developing countries. Hydro
power is the most mature form of renewable energy and already provides a significant share of the world’s electricity. Though 
potential exists for further hydropower developement in many parts of the developing 
world, significant hydropower expansion in 
developed countries is unlikely to occur 
because of environmental concerns. With 
limited choices, the world is entering the 
early stages of an inevitable transition to a 
sustainable world energy system dependent 
on renewable energy resources.
_____________________________________________________________
Dr. Allan R. Hoffman is Deputy Assistant Secretary of 
the Office of Utility Technologies, Office of Energy Efficiency and Renewable Energy, U.S. 
Department of Energy in Washington, D.C.

A bit of history – circa October 1995

While going through some files recently I came across several articles from my days in the Bill Clinton Administration, first as Associate Deputy Assistant Secretary and then as Acting Deputy Assistant Secretary for DOE’s Office of Utility Technologies (OUT). This Office had responsibility for developing the full range of renewable electric technologies as well as hydrogen and energy storage technologies. In reading these articles twenty years later I am struck by how my words were in many ways the same then as now. What has changed is the development status of the technologies, their costs, the extent of their deployment, and the enhanced understanding of global warming and its implications for climate change. I have selected two of these articles for republishing in this blog. The first, from 1995, is republished below to provide a bit of historical context for the changes that are occurring today in our energy systems. It was part of a newsletter set up to improve communications between the leadership and staff of OUT. The second, from 1997, will be published in my next blog post. In a subsequent blog post I will offer my thoughts on what Donald Trump’s election as U.S. President could mean for U.S. energy and environmental policies and programs.

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From the Desk of the ADAS:
Allan Hoffman
October 1995

”A vision helps us stick to our beliefs and keep going in the face of resistance, chaos, uncertainty and the
inevitable setbacks. ”

In thinking about what to say in this piece, I realized that much of what I say in speeches outside of the
Department is often not shared with my OUT colleagues. So, given this opportunity, let me share some of my
thoughts on the “vision thing” and related ideas that I often introduce in my presentations. Your comments
and reactions will be appreciated – whether by e-mail. memo, telephone or hallway conversation.

I sometimes begin my remarks by observing that it has been approximately one generation since the Oil Embargo of 1973, the point at which world attention began to focus intensively on energy issues. An often quoted rule-of-thumb is that it takes about a generation for new ideas to begin to penetrate the mainstream. This is the point we find ourselves at today for non-hydro renewable electric technologies. Considerable progress has occurred over the past two decades in improving technological performance and reducing associated energy costs of wind, photovoltaic, solar thermal, biomass and geothermal energy systems – e.g., at least a five-fold decrease in the cost of PV electricity, and the availability of highly reliable wind turbines that can generate electricity at 5 cents per kilowatt-hour in moderate wind regimes. This has brought us to a point where, under certain conditions, renewable technologies can be the low cost option for generating power, presaging significant deployment of these technologies in developed as well as developing countries. In addition, increased deployment of renewables is being driven by concern for the environment (e.g., global climate change) and energy security, and the recognition that widespread use of renewables represents markets in the trillions of dollars. To put some numbers into the discussion, the World Bank has estimated that, over the next 30-40 years, developing countries alone will require 5,000,000 megawatts of new generating capacity. This compares with a total world capacity of about 3,000,000 megawatts today. At a capital cost of $1-2,000 per kilowatt, this corresponds to $5-10 trillion, exclusive of associated infrastructure costs. It is the size of these numbers that is generating increased interest in renewables by businesses and the in- vestment community. It is also the reason for the increasing global competition for renewable energy markets. In addition, and very importantly, the environmental implications of that much capacity using fossil fuels, even in the more benign form of natural gas, are severe. If we are to minimize adverse local and global environmental impacts from the inevitable powering up of developing nations, renewable or other forms of non-polluting and non-greenhouse-gas-emitting power systems must be widely used. In the minds of some nuclear power offers a solution, but the scale of nuclear power plants is often not consistent with the needs or financial condition of developing nations, and the social issues that come with the associated handling of plutonium and radioactive wastes need to be carefully considered by society before it embarks on this path.

Given these considerations the prospect that fossil fuel supplies will begin to diminish before the middle
of the next century, and the need to move to sustainable economic systems, I see no alternative to a gradual
but inevitable transition to a global energy system largely dependent on renewable energy. Previous energy
transitions, e.g., from wood to coal and coal to oil, have taken 50 to 100 years to occur, and I see no
difference in this case. I also believe that over this time period, hydrogen will emerge as an important energy
carrier to complement electricity, given its ability to be used in all end use sectors and its benign
environmental characteristics. In this vision, all renewables will be widely used: biomass for fuels and power
generation, geothermal in selected locations for power generation and direct heating, and wind, hydro,
photovoltaics and solar thermal (in its various flavors) for power generation. Particular applications will be
tailored to’particular local situations. Large amounts of renewable power generated in dedicated regions
(e.g., wind in the Midwest and solar in the Southwest) will be transmitted thousands of miles over high voltage
DC power lines to distant load centers. And, electricity and the services it provides will be available to almost
every one on the planet.

One final word: why is it important to have a vision? My answer is that at the beginning of a major transition, one that will surely be resisted by well-entrenched and powerful vested interests, there will be a certain amount of chaos, a large degree of uncertainty, and setbacks. In the words of the late author Barbara Tuchman, “In the midst of events there is no perspective.” This places a heightened responsibility on the OUT staff and others to keep up their efforts to continue improving the technologies and reducing their costs. A vision helps us stick to our beliefs and keep going in the face of the resistance, chaos, uncertainty and the inevitable setbacks.
Without vIsion, very few transformational events in human history would have occurred.

A Presidential Campaign Speech from 2052

(Note to my readers: please allow me this ‘indulgence’ as it allows me to discuss what I see coming in the energy field.)

My fellow Americans, I am pleased to announce today my candidacy for President of the United State. We have just turned the corner on the first half of the 21st century, a time of significant change for our country and many other countries. In 2052 it is time to consolidate and reaffirm those changes that are beneficial, and plan for the coming decades. The 21st century has been an American century, but not exclusively – other parts of the world have demonstrated global leadership both economically and politically in these past 50 years – and it is encumbent on a new set of U.S. leaders to continue the American century in peaceful and meaningful cooperation with our global partners. Before discussing my plans for the future I would like to review what I see as the history and the accomplishments of the century’s first fifty years.

The century began as an extension of the 20th century – multiple national conflicts, internal dissension in many countries, and heavy dependence on traditional fuels such as coal, oil and natural gas. Global population continued to increase – having grown from 1.8 billion to more than 6 billion in the past century – and is expected to reach as much as 10 billion sometime before the turn of the current century. That number in 2052 is just under eight billion.

Increasing electrification was an important characteristic of the 20th century and will continue to define the 21st century as well. It is allowing increasing numbers of people to enjoy the energy services that access to electricity and other forms of energy brings – lighting, heating, cooling, communication, transportation, and the ability to make things quickly and in quantity. Today, fewer than five percent of the world’s population lacks access to reliable electricity supplies, and this number should reach zero in the next two decades. Essentially all have access to wireless devices that allow widespread communication and access to the world’s store of information.

This access to energy, the closely related access to clean water, and wireless capability have significantly reduced global poverty and greatly enhanced opportunities for learning. The education revolution that has been made possible by universal access to the internet, for both women and men, and the individualized learning that the computer revolution has made possible, together with energy access, has finally allowed a slowdown in the rate of population growth so that a stabilized global population may be achievable in my lifetime.

This century has also seen other powerful changes. In 2008 our country elected its first black President, and then reelected him in 2012 as affirmation of their good judgement four years before. In 2016 the U.S., after a lengthy and often nasty presidential campaign, elected its first female president, who once and for all showed that women can serve effectively at the highest levels of our political life. Together with the military opening all its ranks to female participation in 2015, the so-called ‘glass ceiling’ was finally shattered, never to be restored. That election also saw the election of a Vice President of Hispanic ethnicity, who eventually went on to become the 47th President of the United States. Today I am trying to shatter still another political barrier by attempting to become the first Muslim American to receive the nomination for President of a major political party.

While much has changed in the past five decades, and I will discuss one of the most important changes in detail shortly, not everything has changed, unfortunately. We are still human beings, with all our many shortcomings, and religious and racial intolerance are still major sources of pain and conflict in the modern world. While the threat of Islamic jihadism that arose forcefully in the first few decades of the century has been reduced significantly through the actions of a global coalition of Muslim and non-Muslim governments, remnants are still with us and require careful attention. As our President I would commit all the resources needed, in cooperation with our allies, to keep this threat under control. A major factor in controlling this threat has been the willingness of Sunni and Shiite governments to put aside their religious differences In the name of their overriding commonality, Islam.

Among the other changes we have seen in our lifetime is the establishment of the first human colonies on the moon and on Mars. The moon colony was a joint U.S.-Chinese achievement in 2032, just twenty years ago, and the first Mars colony of four people was established just 8 years ago, in 2044. Both were extraordinary events at the time, and commanded global attention, but as is true of so many achievements in outer space the existence of the colonies is becoming part of the background. That is an OK result as we want space travel to become a routine part of the mainstream.

Other major steps forward have been in the field of medicine. With advances in DNA measurement and manipulation personalized treatment has become routine for many gene-related diseases. It is not unusual today to see people living into their second centuries and still functioning normally. Of course the social security and related safety-net systems in the U.S. have had to be adjusted for this new longevity, and as you might expect, only after long and difficult political battles.

Finally, let me talk in some detail about the most important revolution of the 21st century, one I have worked hard to support in my current position as a U.S. Senator. It is one that I am committed to support and advance if I am privileged to serve as your President. That is the energy revolution that started in the latter part of the 20th century, took flight during the early decades of the 21st, and is today reaching all parts of the globe. It is a transition point in human history.

The 1973-74 Oil Embargo, which took place almost a century ago, was a brutal wake up call for many nations, including our own. The history books tell many stories about how Americans, for the first time, began to look at energy issues in a different light. Prior to the Embargo energy costs were sufficiently low that it was not an area of public concern. Then, one day Americans awakened to the fact that much of their energy, especially for transportation, was imported from abroad, and that such supplies were subject to political uncertainties beyond our control. This was true in the countries of Western Europe as well. We responded by creating the International Energy Agency, a mechanism for sharing oil reserves among countries if another embargo threatened our energy supplies. We also started looking at energy alternatives, with particular emphasis on nuclear power. In fact the public mantra at that time by our political leaders was a doubling every decade of the number of nuclear power plants deployed in the U.S. A few others raised concerns about nuclear power and called for examination of enhanced energy efficiency and renewable energy alternatives. Until that time renewable energy had not been seriously considered except in the case of hydroelectricity. The suggestion related to enhanced energy efficiency was dismissed by economists and others who saw economic growth (GDP) tied one-to-one with energy consumption, and renewables were attacked as too expensive and incapable of meeting the demands of the U.S. economy. These arguments persisted for several decades until it was shown that GDP and energy consumption were not directly linked, climate change associated with combustion of fossil fuels became a major global issue, the costs of renewable energy systems began to decrease, and the ability of renewable energy in the form of electricity, biofuels, and heat were shown capable of supporting large economies. These new realities became the focus of policy debates in the first two decades of the century, and finally came to govern U.S. energy policy in the third decade when the majority of the private sector finally put its full support behind renewables and the battle to limit global warming. All Presidents since the Obama era have supported a move away from dependence on fossil fuels – it was 80% at the turn of the century – and Congress finally placed a steadily increasing cost on carbon emissions in 2020. This created the economic environment needed for investment in clean energy technologies and reduced use of fossil fuels. It allowed the U.S. to finally catch up with the many other countries that had seen the importance of these changes and implemented appropriate policies many years before.

These changes have led to today’s energy situation in the U.S. – 70% of electricity is generated by solar, wind, hydropower, and geothermal, natural gas from fracking peaked in 2040 and is steadily being replaced as an energy source in power plants as renewables take over, petroleum from fracking of oil shale peaked at about the same time and has been used to power aging and disappearing transportation fleets, electric vehicles dominate the automobile and light duty truck markets, all new aircraft and ships are designed to run on alternative biofuels, energy efficiency has been enshrined as the cornerstone of national energy policy, coal has been replaced as a domestic energy source except in a few industries, and nuclear power’s share of electricity generation has been steadily reduced to its current value of 5%. Total national energy demand has been stable even as the U.S. population has increased to 400 million, all new homes are routinely outfitted with solar energy rooftop systems and ground source heart pumps wherever feasible, the U.S. leads the world in wind turbine and wind energy production, we are second only to China in offshore wind energy deployment and production, and battery energy storage has become as ubiquitous as any other household appliance.

The world has turned a corner in these pat 50 years, undergoing an inevitable transition to dependence on energy from the sun and heat derived from radioactive decay in the core of the earth. These clean energy sources will last as long as people populate the earth, unlike fossil fuels which are depletable on any timescale relevant to humankind. We owe much to our fossil fuel resources, the product of millions of years of transformation of organic materials subject to high temperatures and extreme pressures deep in the earth, but the fossil fuel era is coming to an end and will eventually be only a blip on the timeline of history.

My promise to you as your President will be to continue and strengthen this transition in all ways possible so that our children, grandchildren, and their heirs, will live in a world free of global warming and the other harmful impacts of burning fossil fuels. Nuclear fission power had its day as well, but the issues associated with its use – cost, safety, long term storage of wastes, and weapons proliferation – have proved too difficult to accept now that renewable energy has been shown up to the task of meeting societal needs. Nuclear fusion, a much cleaner form of nuclear energy, remains as a long term possibility as well, but progress in taming the process that powers our sun and other stars has been slow and time will tell if controlled nuclear fusion has a future here on earth. I support continued cooperation with other countries in researching this technology that offers unlimited energy availability but so far has always been a few years away. Our investments largely must go into renewable technologies to ensure completion of the transition. This is our legacy to the future.

It is Time to Take the Next Step on Energy Policy

The following piece was first published on energypost.eu and the text is reprinted here as a new blog post.
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US desperately needs a national energy policy
September 24, 2015 by Allan Hoffman

The US – and indeed the world – is at a crossroads when it comes to the choice on how we want to provide energy services in the future, writes US energy expert Allan Hoffman. According to Hoffman, the US desperately needs a national energy policy that recognizes the importance of moving to a renewable energy future as quickly as possible. Without such a policy, economic growth, the environment and national security will suffer.

There are two fundamental ‘things’ needed to sustain human life, water and energy. Water is the more precious of the two as reflected in the Arab saying “Water is life.” Without water life as we know it would not exist, and there are no substitutes for water – without it we die.

We also need energy to power our bodies, derived from chemical conversions of the food we consume. We also need energy to enable the external energy services we rely on in daily life – lighting, heating, cooling, transportation, clean water, communications, entertainment, and commercial and industrial activities. Where energy differs from water as a critical element of sustainable development is the fact that energy is available in many different forms for human use – e.g., by combustion of fossil fuels, nuclear power, and various forms of renewable energy.

Critical juncture

Today the U.S., and indeed the world, stands at a critical juncture on how to provide these energy services in the future. Historically, energy has been provided to some extent by human power, by animal power, and the burning of wood to create heat and light. Wind energy was also used for several centuries to power ships and land-based windmills that provided mechanical energy for water-pumping and threshing. With the discovery and development of large energy resources in the form of stored chemical energy in hydrocarbons such as coal, petroleum, and natural gas, the world turned to the combustion of these fuels to release large amounts of thermal energy and eventually electricity with the development of steam power generators. Nuclear power was introduced in the period following World War II as a new source of heat for producing steam and powering electricity generators and ships.

My recommendation is to put a long-term and steadily increasing price on carbon emissions to motivate appropriate private sector decisions to use fewer fossil fuels and more renewable energy and let the markets work

Renewable energy, energy that is derived directly or indirectly from the sun’s energy intercepted by the earth (except for geothermal energy that is derived from radioactive decay in the earth’s core), has been available for a while in the form of hydropower, originally in the form of run-of-the-river water wheels, and since the 20th century in the form of large hydroelectric dams. Other forms of renewable energy have emerged recently as important options for the future, driven by steadily reducing costs, the realization that fossil fuels, while currently available in large quantity but eventually depletable, put carbon dioxide into the atmosphere when combusted, contributing to global warming and associated climate change. Renewable energy technologies, except for biomass conversion or combustion, puts no carbon into the atmosphere, but even in the biomass case it is a no-net-carbon situation since carbon is absorbed in the growing of biomass materials such as wood and other crops.

Support for renewables is also driven by increasing awareness that while nuclear power generation does not put carbon into the atmosphere it does create multigenerational radioactive waste disposal problems, can be expensive, raises low probability but high consequence safety issues, and is a step on the road to proliferation of nuclear weapons capability. Another driver is the now well documented and growing understanding that renewable energy, in its many forms, can provide the bulk of our electrical energy needs, as long disputed by competing energy sources.

Clean future

All these introductory comments are leading to a discussion of the energy policy choice facing our country, and other countries, and my recommendations for that policy. This choice has been avoided by the U.S. Congress in recent years, much to the short-term and long-term detriment of the U.S. We desperately need a national energy policy that recognizes the importance of energy efficiency and moving to a renewable energy future as quickly as possible. That policy should be one that creates the needed environment for investment in renewable technologies and one that will allow the U.S. to be a major economic player in the world’s inevitable march to a clean energy future.

Before getting into policy specifics, let me add just a few more words on renewable energy technologies. Hydropower is well known as the conversion of the kinetic energy of moving water into electrical energy via turbine generators. Solar energy is the direct conversion of solar radiation directly into electricity via photovoltaic (solar) cells or the use of focused/concentrated solar energy to produce heat and then steam and electricity. Wind energy, an indirect form of solar energy due to uneven heating of the earth’s surface, converts the kinetic energy of the wind into mechanical energy and electricity. Geothermal energy uses the heat of the earth to heat water into steam and electricity, or to heat homes and other spaces directly. Biomass energy uses the chemical energy captured in growing organic material either directly via combustion or in conversion to other fuel sources such as biofuels. Ocean energy uses the kinetic energy in waves and ocean currents, and the thermal energy in heated ocean areas, to create other sources of mechanical and electrical energy. All in all, a rich menu of energy options that we are finally exploring in depth.

Controversial

Energy policy is a complicated and controversial field, reflecting many different national, global, and vested interests. Today’s world is largely powered by fossil fuels and is likely to be so powered for several decades into the future until renewable energy is brought more fully into the mainstream. Unnfortunately this takes time as history teaches, and the needs of developing and developed nations (e.g., in transportation) need to be addressed during the period in which the transition takes place.

The critical need is to move through this transition as quickly as possible. Without clear national energy policies that recognize the need to move away from a fossil fuel-based energy system, and to a low-carbon clean energy future, as quickly as possible, this inevitable transition will be stretched out unnecessarily, with adverse environmental, job-creation, and other economic and national security impacts.

My recommendation is to put a long-term and steadily increasing price on carbon emissions to motivate appropriate private sector decisions to use fewer fossil fuels and more renewable energy and let the markets work. Nuclear power, another low-carbon technology, remains an option as long as the problems listed earlier can be addressed adequately. My personal view is that renewables are a much better answer.

The revenues generated by such a ‘tax’ can be used to reduce social inequities introduced by such a tax, lower other taxes, and enable investments consistent with long-term national needs. In the U.S. it also provides a means for cooperation between Republicans and Democrats, something we have not seen for several decades. It is clear that President Obama ‘gets it’. It is now more than time for U.S. legislators to get it as well.

Editor’s Note (Karel Beckman, energypost.eu)

Allan Hoffman, former Senior Analyst in the Office of Energy Efficiency and Renewable Energy at the U.S. Department of Energy (DOE), writes a regular blog: Thoughts of a Lapsed Physicist.

On Energy Post, we regularly publish posts from Allan’s blog,in his blog section Policy & Technology. His writings often deal with issues at the intersection of energy technology, policy and markets. Allan, who holds a Ph.D. in physics from Brown University, served as Staff Scientist with the U.S. Senate Committee on Commerce, Science, and Transportation, and in a variety of senior management positions at the U.S. National Academies of Sciences and the DOE. He is a Fellow of the American Physical Society and the American Association for the Advancement of Science.